Firm History & Ownership

M. Ramsey King Securities, Inc. was incorporated in 1991 and is registered with FINRA as an introducing broker. Our clients are large institutions, such as investment managers, bank trust departments and pension plans. Since our inception, we have provided best execution at the best rates suiting the needs and expectations of our clients.

Our firm also offers a market commentary product called The King Report, an independent view on the global, political, financial and economic factors that influence global markets. The King Report is extremely popular with major institutions and is used in numerous morning meetings.

Ownership Structure
Mary Ramsey King is the President, Chief Executive Officer, and Founder of M. Ramsey King Securities, Inc. She owns 100% of the firm.

Ms. King began her career in 1969 as an order clerk on the floor of the Midwest Stock Exchange. During the 1970ís she was the first sales/trader, and woman, on the Dallas institutional trading desks of several major brokerage firms, including Smith Barney, Bear Stearns and Weeden. After moving to Chicago in 1977, she was a sales/trader with Weeden and William Blair & Company where she covered institutional accounts. Ms. King moved to New York to cover prime institutional accounts for Prudential (Bache) Securities during the 1980ís. Ms. King founded M. Ramsey King Securities, Inc. in 1991.

Woman and Minority Business (ďWMBEĒ) Enterprise Status
M. Ramsey King Securities, Inc. is a certified Woman and Minority owned business. Ms. King is a certified Native American.

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SEC Rule #606 | CIP (Customer Identification Program) Notice